This notice is being provided to you in accordance with the Securities and Exchange Commission’s rule regarding the privacy of consumer financial information (“Regulations S-P”). Please take the time to read and understand the privacy policies and procedures that we have implemented to safeguard your nonpublic personal information.
Information we collect
Rainier Investment Management Mutual Funds and Rainier Investment Management, LLC, must collect certain personally identifiable financial information about its customers to ensure that we offer the highest quality financial services and products. The personally identifiable financial information which we gather during the normal course of doing business with you may include:
Information we disclose
- information we receive from you on the advisory agreement or other forms
- information we receive from you on our website forms or email communications
- information about your transactions with us
- information you may give us orally
We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law. In accordance with Section 248.13 of the Regulation S-P, we may disclose information we collect, as described above, to certain nonaffiliated third parties such as attorneys, accountants, auditors, brokers, custodians and persons or entities that are assessing our compliance with industry standards.
Confidentiality and security
We restrict access to nonpublic personal information about you to those employees who need to know information to provide products or services to you. We maintain physical, electronic, and procedural safeguards to safeguard your nonpublic personal information.